Topic: SEC Activities
Regulator asks Paulson & Co for information: report
Reuters US Online Report Business News
(Reuters) - Hedge fund Paulson & Co has received a request for information from the U.S. securities regulator in connection with an investigation into complex securities at the heart of the financial crisis, the Financial Times said, citing people familiar with the matter. Paulson & Co, the U.S. hedge ...
International Rectifier says no SEC charges coming
AP News
International Rectifier says no SEC charges coming over accounting irregularitiesInternational Rectifier Corp., a maker of power management chips for satellites and aircraft, said Friday that federal regulators will not to file charges against the company after reviewing the restatement of its financial reports. In 2007, the company disclosed that accounting ...
SEC names new enforcement unit heads
AP News
SEC names 6 people to lead new units in enforcement division; unveils new cooperation policyThe Securities and Exchange Commission named six people on Wednesday to lead new investigative units and unveiled a new policy for rewarding prompt cooperation by those with knowledge of misconduct as the agency reorganizes its enforcement ...
Head of SEC inspections office named
AP News
Accounting firm partner di Florio named to head SEC inspections office blamed in Madoff fiascoA partner in big accounting firm PricewaterhouseCoopers has been named to head a key division of the Securities and Exchange Commission blamed for contributing to the breakdown that allowed Bernard Madoff's multibillion-dollar fraud to go ...
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