Topic: SEC Activities
SEC ramps up probes of hedge funds: source
Reuters US Online Report Business News
<div><p>WASHINGTON (Reuters) - U.S. securities regulators have stepped up their probes of hedge funds and are asking some firms to hand over information about their performance and trades, a source familiar with the matter said on Wednesday.</p><p>In ...
SEC watchdog eyes insider trading probe
Reuters US Online Report Business News
<div><p>WASHINGTON (Reuters) - The internal watchdog for the U.S. Securities and Exchange Commission is probing whether enforcement staff "committed acts of negligence" in conducting an insider trading investigation.</p><p>Inspector General David Kotz's office said it is looking ...
Judge tells Reserve Primary fund to pay out assets
AP News
<div id="subtitle">Judge orders fallen Reserve Primary fund to pay out remaining $3.5B to shareholders</div><div><p>A federal judge on Wednesday ordered The Reserve Primary Fund, which last year roiled the $3 trillion money-market industry by "breaking the ...
Rajaratnam denies insider charges, blasts wiretaps
Reuters US Online Report Top News
<div><p>NEW YORK (Reuters) - Galleon Group hedge fund founder Raj Rajaratnam attacked a U.S. regulator's lawsuit on Tuesday, denying insider trading charges and saying government wiretaps violated his constitutional rights.</p><p>The Sri Lankan-born billionaire is the most ...
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