Topic: SEC Activities

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E&Y paying $8.5M to settle SEC charges

AP News | 2009-12-17 23:47:17
<div id="subtitle">Ernst & Young paying $8.5M to settle SEC charges related to alleged Bally accounting fraud</div><div><p>Big accounting firm Ernst & Young has agreed to pay $8.5 million to settle federal regulators' charges ...
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SEC has widened probe into BofA, Merrill deal

AP News | 2009-12-11 19:10:55
<div id="subtitle">SEC official: agency widened probe of Bank of America to include disclosure of Merrill losses</div><div><p>The Securities and Exchange Commission has expanded its probe of Bank of America to include the bank's possible failure to ...
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House Holds Hearing On Bank Of America Purchase Of Merrill Lynch

Getty Images | 2009-12-11 18:24:25
House Holds Hearing On Bank Of America Purchase Of Merrill Lynch
WASHINGTON - DECEMBER 11: House Oversight and Government Reform Committee ranking member Rep. Darrell Issa (R-CA) (L) and Chairman Edolphus Towns (D-NY) listen to witnesses testify about the purchase of Merrill Lynch by Bank of America December 11, 2009 in Washington, DC. Securities and Exchange Commission's Division of Enforcement Director ...
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Financial Crisis Fraud

AP News | 2009-12-09 23:55:04
Financial Crisis Fraud
FILE - In this Nov. 17, 2009 file photo, Securities and Exchange Commission Director of Enforcement Ron Khuzami speaks during a news conference at the Justice Department in Washington. Enforcement officials from the Securities and Exchange Commission and Justice Department on Wednesday, Dec. 9, 2009 said that their staffs are targeting ...
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