Topic: SEC Activities
Regulator asks Paulson & Co for information: report
Reuters US Online Report Business News
<div><p>(Reuters) - Hedge fund Paulson &amp; Co has received a request for information from the U.S. securities regulator in connection with an investigation into complex securities at the heart of the financial crisis, the Financial Times said, citing people familiar with the matter ...
International Rectifier says no SEC charges coming
AP News
<div id="subtitle">International Rectifier says no SEC charges coming over accounting irregularities</div><div><p>International Rectifier Corp., a maker of power management chips for satellites and aircraft, said Friday that federal regulators will not to file charges against the company ...
SEC names new enforcement unit heads
AP News
<div id="subtitle">SEC names 6 people to lead new units in enforcement division; unveils new cooperation policy</div><div><p>The Securities and Exchange Commission named six people on Wednesday to lead new investigative units and unveiled a new policy for ...
Broker paying $25M to settle SEC charges
AP News
<div id="subtitle">US arm of big British brokerage paying $25M to settle SEC charges of showing phony trades</div><div><p>ICAP Securities USA, the U.S. division of a big British brokerage, agreed Friday to pay $25 million to settle ...
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