http://www.newsaboutinsurance.com/topic/Scottrade Inc.2010-03-05T12:33:14Z2010-02-24T14:18:53ZAP Newstag:www.newsaboutinsurance.com,2010-02-24:/article/Scottrade%20fined%20%24600K%20over%20money%20controls

&amp;lt;div id="subtitle"&amp;gt;<a title="Financial Industry Regulatory Authority" href="/topic/Financial+Industry+Regulatory+Authority" >FINRA</a> fines <a title="Scottrade Inc." href="/topic/Scottrade+Inc." >Scottrade</a> $600,000 for allegedly inadequate money laundering controls&amp;lt;/div&amp;gt;&amp;lt;div&amp;gt;&amp;lt;p&amp;gt;Industry regulators have fined discount brokerage firm Scottrade Inc. $600,000 for allegedly inadequate money laundering controls to detect suspicious transacti...

2010-03-03T04:12:51Zezinearticles.comtag:www.newsaboutinsurance.com,2010-03-03:/article/Choose%20a%20Broker%20That%27s%20Right%20For%20You%21

<p>&amp;lt;p&amp;gt;Choose a Broker That's Right For You!&amp;lt;/p&amp;gt;&amp;lt;p&amp;gt;By <a title="Michael Scott" href="/topic/Michael+Scott" >Michael Scott</a> S&amp;lt;/p&amp;gt;&amp;lt;p&amp;gt;&amp;lt;/p&amp;gt;&amp;lt;p&amp;gt;Getting Antsy to Invest? Make sure you Choose the Right Stock Broker!&amp;lt;/p&amp;gt;&amp;lt;p&amp;gt;&amp;lt;/p&amp;gt;&amp;lt;p&amp;gt;The first thing you want to think about when choosing a stock broker is whether you would like to have a stock broker to ta...

2010-03-05T12:33:14ZSEC.gov Press Releasestag:www.newsaboutinsurance.com,2010-03-05:/article/SEC%20Charges%20Scottrade%20for%20Misrepresentations%20to%20Customers

<p>The <a title="U.S. Securities and Exchange Commission" href="/topic/U.S.+Securities+and+Exchange+Commission" >Securities and Exchange Commission</a> today charged <a title="St. Louis" href="/topic/St.+Louis" >St. Louis</a>-based broker-dealer <a title="Scottrade Inc." href="/topic/Scottrade+Inc." >Scottrade, Inc.</a>, for fraudulent misrepresentations it made to customers relating to the firm's execution of their Nasdaq pre-open orders, which are placed after the day's market close to be exec...